Can unlisted firms benefit from market information? A data-driven approach

[EN] We employ a sample of 10,136 Italian micro-, small-, and mid-sized enterprises (MSMEs) that borrow from 113 cooperative banks to examine whether market pricing of public firms adds additional information to accounting measures in predicting default of private firms. Specifically, we first match...

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Detalhes bibliográficos
Autores: Bitetto, Alessandro, Filomeni, Stefano, Modina, Michele
Tipo de documento: capítulo de livro
Data de publicação:2022
País:España
Recursos:Universitat Politècnica de València (UPV)
Repositório:RiuNet. Repositorio Institucional de la Universitat Politécnica de Valéncia
Idioma:inglês
OAI Identifier:oai:riunet.upv.es:10251/189549
Acesso em linha:https://riunet.upv.es/handle/10251/189549
Access Level:Acceso aberto
Palavra-chave:Credit risk
Distance to default
Machine learning
Market information
Probability of default
Descrição
Resumo:[EN] We employ a sample of 10,136 Italian micro-, small-, and mid-sized enterprises (MSMEs) that borrow from 113 cooperative banks to examine whether market pricing of public firms adds additional information to accounting measures in predicting default of private firms. Specifically, we first match the asset prices of listed firms following a data-driven clustering by means of Neural Networks Autoencoder so to evaluate the firm-wise probability of default (PD) of MSMEs. Then, we adopt three statistical techniques, namely linear models, multivariate adaptive regression spline, and random forest to assess the performance of the models and to explain the relevance of each predictor. Our results provide novel evidence that market information represents a crucial indicator in predicting corporate default of unlisted firms. Indeed, we show a significant improvement of the model performance, both on class-specific (F1-score for defaulted class) and overall metrics (AUC) when using market information in credit risk assessment, in addition to accounting information. Moreover, by taking advantage of global and local variable importance technique we prove that the increase in performance is effectively attributable to market information, highlighting its relevant effect in predicting corporate default.