Portfolio Manager Compensation in the U.S. Mutual Fund Industry

We study compensation contracts of individual portfolio managers using hand-collected data of over 4,500 U.S. mutual funds. Variations in the compensation structures are broadly consistent with an optimal contracting equilibrium. The likelihood of explicit performance-based incentives is positively...

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Detalles Bibliográficos
Autores: Ma, LinLin, Tang, Yuehua, Gómez, Juan Pedro
Tipo de recurso: artículo
Fecha de publicación:2018
País:España
Institución:IE
Repositorio:Repositorio IE
OAI Identifier:oai:repositorio.ie.edu:20.500.14417/3291
Acceso en línea:https://doi.org/10.1111/jofi.12749
https://hdl.handle.net/20.500.14417/3291
Access Level:acceso abierto
Palabra clave:Funds
53 Ciencias Económicas
ODS 8 - Trabajo decente y crecimiento económico
ODS 17 - Alianzas para lograr los objetivos
Descripción
Sumario:We study compensation contracts of individual portfolio managers using hand-collected data of over 4,500 U.S. mutual funds. Variations in the compensation structures are broadly consistent with an optimal contracting equilibrium. The likelihood of explicit performance-based incentives is positively correlated with the intensity of agency conflicts, as proxied by the advisor's clientele dispersion, its affiliations in the financial industry, and its ownership structure. Investor sophistication and the threat of dismissal in outsourced funds serve as substitutes for explicit performance-based incentives. Finally, we find little evidence of differences in future performance associated with any particular compensation arrangement.