Preference direction-based approach for sustainable portfolio construction

[EN] This paper aims to provide a novel framework for incorporatinginvestor preferences that integrate sustainability criteria as a thirdobjective in portfolio optimization problems. The approach isbased on the concept of preference directions, changing thegeometric properties of the objective space...

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Detalles Bibliográficos
Autores: Hilario Caballero, Adolfo|||0000-0002-3237-8652, Garcia-Bernabeu, Ana|||0000-0003-3181-7745, Salcedo-Romero-de-Ávila, José-Vicente|||0000-0003-1577-5039, Pla Santamaría, David|||0000-0003-1563-3997
Tipo de recurso: artículo
Fecha de publicación:2026
País:España
Institución:Universitat Politècnica de València (UPV)
Repositorio:RiuNet. Repositorio Institucional de la Universitat Politécnica de Valéncia
Idioma:inglés
OAI Identifier:oai:dnet:riunet______::7efeb1549b36944a72501ad0d8eded6c
Acceso en línea:https://riunet.upv.es/handle/10251/235846
Access Level:acceso abierto
Palabra clave:Investors&apos
preferences
ESG pillars
Sustainable portfolio selection
Multi-objective optimization
Socially responsible investments
Descripción
Sumario:[EN] This paper aims to provide a novel framework for incorporatinginvestor preferences that integrate sustainability criteria as a thirdobjective in portfolio optimization problems. The approach isbased on the concept of preference directions, changing thegeometric properties of the objective space and guiding thedirection of the multi-objective optimization. This reinterpretationof the dominance concept aids in obtaining the Pareto frontsolutions. Investors¿ preferences can be integrated before theoptimization process without modifying the algorithm, or at thedecision-making stage after obtaining the efficient frontier. Weempirically test our approach¿s performance on actual sociallyresponsible funds and on the S&P 500 index. Our findingssuggest that this approach provides a better understanding ofESG preference integration by refocusing the region of interest,facilitating more effective investor decision-making. The benefitsof our approach include improved portfolio sustainableconstruction and a more comprehensive understanding ofinvestor preferences in sustainable investing.