Defining socially responsible companies according to retail investors&apos

[EN] The impressive growth of the funds managed following socially responsible investment strategies is a phenomenon that has been analysed from different perspectives. One of the main factors determining such investment strategies, maybe the most important one, is the selection of socially responsa...

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Detalles Bibliográficos
Autores: Arribas, Iván, Espinós-Vañó, María Dolores, García García, Fernando|||0000-0001-6364-520X, Oliver-Muncharaz, Javier|||0000-0001-5317-6489
Tipo de recurso: artículo
Fecha de publicación:2019
País:España
Institución:Universitat Politècnica de València (UPV)
Repositorio:RiuNet. Repositorio Institucional de la Universitat Politécnica de Valéncia
Idioma:inglés
OAI Identifier:oai:riunet.upv.es:10251/156259
Acceso en línea:https://riunet.upv.es/handle/10251/156259
Access Level:acceso abierto
Palabra clave:Sustainability
Mutual funds
Socially responsible investment
Screening methodology
Retail investors
ECONOMIA FINANCIERA Y CONTABILIDAD
12.- Garantizar las pautas de consumo y de producción sostenibles
Descripción
Sumario:[EN] The impressive growth of the funds managed following socially responsible investment strategies is a phenomenon that has been analysed from different perspectives. One of the main factors determining such investment strategies, maybe the most important one, is the selection of socially responsable companies, that is, the differentiation between socially responsible and irresponsible companies. Generally, the selection process is performed applying negative screening or positive screening strategies. Negative screening considers irresponsible companies those involved in the production of weapons or alcoholic beverages, following religious criteria. The positive screening approach is much more complex and less transparent. Both methodologies have been critizied as they do not prevent companies performing a clearly irresponsible behaviour to be included in the socially responsable portfolio. Moreover, it is important to stress that the opinion of retail investors is not considered when defining the concept of "socially responsible company", that is, the opinion of the potential clients of the socially responsible financial products. In this paper we are interested in the opinion of these potential clients regarding negative screening criteria, because we exclude the possibility of retail investors applying complex positive screening approaches. Our results show that compliance with the legislation is a main criterion for potential retail investors. This is an important outcome, as legal compliance is actually not a necessary requisite and non-complying companies are usually included in socially responsible financial products. Regarding negative screening based on the activity sector of the companies, results are more controversial.