What Happened to Risk Management During the 2008-09 Financial Crisis?

When dealing with market risk under the Basel II Accord, variation pays in the form of lower capital requirements and higher profits. Typically, GARCH type models are chosen to forecast Value-at-Risk (VaR) using a single risk model. In this paper we illustrate two useful variations to the standard m...

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Detalles Bibliográficos
Autores: McAleer, Michael, Jiménez Martín, Juan Ángel, Pérez Amaral, Teodosio
Tipo de recurso: informe técnico
Fecha de publicación:2009
País:España
Institución:Universidad Complutense de Madrid (UCM)
Repositorio:Docta Complutense
Idioma:inglés
OAI Identifier:oai:docta.ucm.es:20.500.14352/56702
Acceso en línea:https://hdl.handle.net/20.500.14352/56702
Access Level:acceso abierto
Palabra clave:G32
G11
G17
C53
C22
Risk management
Violations
Aggressive risk strategy
Conservative risk strategy
Value-at-risk forecasts.
Finanzas
Crisis económicas
5307.06 Fluctuaciones Económicas
Descripción
Sumario:When dealing with market risk under the Basel II Accord, variation pays in the form of lower capital requirements and higher profits. Typically, GARCH type models are chosen to forecast Value-at-Risk (VaR) using a single risk model. In this paper we illustrate two useful variations to the standard mechanism for choosing forecasts, namely: (i) combining different forecast models for each period, such as a daily model that forecasts the supremum or infinum value for the VaR; (ii) alternatively, select a single model to forecast VaR, and then modify the daily forecast, depending on the recent history of violations under the Basel II Accord. We illustrate these points using the Standard and Poor’s 500 Composite Index. In many cases we find significant decreases in the capital requirements, while incurring a number of violations that stays within the Basel II Accord limits.