Lessons from times of crisis: Anticipation, risk taking and portfolio management

This thesis consists of three essays. In the first essay, we analyze bank insiders' trading in the securities of their own bank in the run-up to the 2007-08 financial crisis. We show that on average ex-ante bank insiders' net sell of shares implies worse performance in the crisis. Our resu...

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Detalles Bibliográficos
Autor: Akin, Özlem
Tipo de recurso: tesis doctoral
Estado:Versión publicada
Fecha de publicación:2013
País:España
Institución:CBUC, CESCA
Repositorio:TDR. Tesis Doctorales en Red
OAI Identifier:oai:www.tdx.cat:10803/119366
Acceso en línea:http://hdl.handle.net/10803/119366
Access Level:acceso abierto
Palabra clave:Insider trading
Agency problems
Contrarian beliefs
Excessive risk-taking
Bank incentives
Financial crises
Real estate bubble
Credit supply
Lending standards
Abuso de información privilegiada
Problemas de agencia
Creencias contrarias
Toma de riesgos excesivos en la banca
Incentivos bancarios
Crisis financieras
Burbuja inmobiliaria
Oferta de crédito
Normas de préstamo
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Descripción
Sumario:This thesis consists of three essays. In the first essay, we analyze bank insiders' trading in the securities of their own bank in the run-up to the 2007-08 financial crisis. We show that on average ex-ante bank insiders' net sell of shares implies worse performance in the crisis. Our result points out that the bankers, at least to some extent, were aware of the risks they were taking. In the second essay, I analyze the bank insiders' trading in their own portfolio during the crisis and find that insiders trade in a contrarian manner. In the third essay, we analyze the cycle in lending conditions and standards using a unique dataset on mortgage loans in Spain and find that lending standards are softer in the boom than in the bust. Also, we analyze the mechanism by which banks could increase the supply of mortgage loans despite of regulatory restrictions. Our evidence is consistent with banks encouraging appraisers to introduce an upward bias in appraisal prices, to meet LTV regulatory thresholds.