Analytical perspectives in the study of regulatory policies

The discussion of regulatory capture is not recent in state studies. However, the criteria to identify capture and the definition of the research protocols to demonstrate and measure the phenomenon have still not reached a consensus. This article carries out a non-exhaustive literature review to ide...

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Detalles Bibliográficos
Autores: Lima, Iana Alves de, Fonseca, Elize Massard da
Tipo de recurso: artículo
Estado:Versión publicada
Fecha de publicación:2021
País:Brasil
Institución:Fundação Getulio Vargas (FGV)
Repositorio:Revista de Administração Pública
Idioma:portugués
inglés
OAI Identifier:oai:ojs.periodicos.fgv.br:article/83615
Acceso en línea:https://periodicos.fgv.br/rap/article/view/83615
Access Level:acceso abierto
Palabra clave:regulatory capture
regulatory agency
regulatory policy
revolving doors
captura
agencia reguladora
política regulatoria
puerta giratoria
agência reguladora
política regulatória
porta giratória
Descripción
Sumario:The discussion of regulatory capture is not recent in state studies. However, the criteria to identify capture and the definition of the research protocols to demonstrate and measure the phenomenon have still not reached a consensus. This article carries out a non-exhaustive literature review to identify the main regulatory capture strategies and their respective measurement methods. We organize the regulation studies in four axes of regulatory capture strategies: capture by material incentives, capture by immaterial incentives, capture by threat, and capture by information asymmetry. Furthermore, the study examines the Brazilian case and discusses the contradictory results of recent research on the case of the National Supplementary Health Agency (ANS). We identified that, in general, Brazilian literature starts from a broad approach to understanding regulatory capture. Also, the studies adopt a restrictive approach mainly to explore the “revolving door” mechanism, following a trend in international literature but ignoring other mechanisms with explanatory potential. These findings have implications for research designs in studies of regulation in order to advance analyses beyond initial impressions and toward robust empirical research.