Investor sentiment and equity mutual fund performance in Brazil.

Purpose– Focusing on the Brazilian equity mutual fund industry, this study analyzes whether including theinvestor sentiment index in asset pricing models is important for explaining fund alpha. Design/methodology/approach– The investor sentiment index and risk factors in the Fama and French(1993)and...

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Detalles Bibliográficos
Autores: Silva, Sabrina Espinele da, Fonseca, Simone Evangelista, Roma, Carolina Magda da Silva, Han, Seung Hun, Iquiapaza, Robert Aldo
Tipo de recurso: artículo
Estado:Versión publicada
Fecha de publicación:2025
País:Brasil
Institución:Universidade Federal de Ouro Preto (UFOP)
Repositorio:Repositório Institucional da UFOP
Idioma:inglés
OAI Identifier:oai:repositorio.ufop.br:123456789/20548
Acceso en línea:https://www.repositorio.ufop.br/handle/123456789/20548
https://doi.org/10.1108/JEFAS-12-2023-0280
Access Level:acceso abierto
Palabra clave:Sentiment index
Asset pricing models
Equity funds
Fund performance
Descripción
Sumario:Purpose– Focusing on the Brazilian equity mutual fund industry, this study analyzes whether including theinvestor sentiment index in asset pricing models is important for explaining fund alpha. Design/methodology/approach– The investor sentiment index and risk factors in the Fama and French(1993)and Carhart (1997) models were estimated, the risk-adjusted performance of a sample of equity mutual funds inBrazil was evaluated, and a United States (US) sample was included for a complementary perspective. Thesample period spans 2010–2019 for Brazil and 2010–2018 for the US. Findings– The results contrasted with those evidenced in the US, where the sentiment index was an importantfactor in explaining the probability of alpha occurrence, especially in the case of winner funds, defined as those exhibiting a positive and statistically significant alpha at the 5% level. Overall, the findings suggest that, in the Brazilian market, pricing models incorporating investor sentiment as an additional factor fail to adequately capture the out performance probability of equity mutual funds.These results suggest that the factors influencing fund performance may differ between the two countries and highlight the relevance of developing moresuitable investor sentiment indicators for emerging markets. Originality/value– This study examines the impact of the sentiment index on the performance of equity mutual funds in Brazil, specifically its influence on alpha generation.